Westpac Banking Corporation

• Principal Place of Business

  Westpac Banking Corporation

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076217000

• Complaints Contact

  Westpac Banking Corporation

  2 Gresham Street

  London

  EC2V 7AD

  UNITED KINGDOM

  Phone

  +4402076217000

• Bank Deposits

  For All, Deposit

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  • · Limited to accepting wholesale customer deposits.

• P2P Lending Advice

  For Commercial, Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Emissions Allowance, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catherine Patricia Munro

  IRN CPM01126

  • CF29 Significant management (13 Jul 2010 to 31 Dec 2013)
• Charles Christopher Green

  IRN CCG01012

  • CF10 Compliance Oversight (19 Apr 2002 to 9 Feb 2007)
  • CF11 Money Laundering Reporting (19 Apr 2002 to 9 Feb 2007)
• Christelle Claire Colette Lubin

  IRN CCL01034

  • CF30 Customer (21 Mar 2014 to 5 Jan 2016)
• Christopher Ian Bannister

  IRN CIB01027

  • SMF19 Head of Overseas Branch/Head of Overseas (7 Mar 2016 to 4 Jan 2024)
  • CF3 Chief Executive (5 Nov 2008 to 6 Mar 2016)
• Christopher John Jeans

  IRN CJJ01067

  • CF30 Customer (17 Oct 2011 to 6 Mar 2016)
• Christopher Jonathan Lloyd Burgess

  IRN CJB01165

  • SMF24 Chief Operations (4 Mar 2019 to 26 Jun 2024)
  • SMF2 Chief Finance (31 May 2016 to 2 Mar 2022)
  • CF29 Significant management (5 Oct 2015 to 6 Mar 2016)
• Christopher Kenneth Dudley

  IRN CKD01003

  • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
  • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)
  • CF26 Customer Trading (9 Sep 2004 to 12 Jul 2007)
• Connor Kelly

  IRN CGK01009

  • CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)
• Craig Anthony Armstrong

  IRN CAA01036

  • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 27 Mar 2003)
• DAVID EIVERS

  IRN DPE01027

  • [FCA CF] Manager of certification employee (since 13 Jan 2026)
  • [FCA CF] Client dealing (since 10 Apr 2017)

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