Connor Kelly

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

GFI Securities Limited (no longer approved here)
FRN 184801
- [FCA CF] Client dealing (1 Nov 2021 to 24 Nov 2021)
- [FCA CF] Material risk taker (1 Nov 2021 to 18 Nov 2021)
- [FCA CF] Manager of certification employee (1 Nov 2021 to 24 Nov 2021)
CREDIT SUISSE INTERNATIONAL (no longer approved here)
FRN 146702
- CF30 Customer (15 May 2012 to 5 Feb 2015)
Deutsche Bank AG (no longer approved here)
FRN 150018
- CF30 Customer (19 Jun 2008 to 4 Dec 2008)
Credit Agricole Corporate and Investment Bank (no longer approved here)
FRN 124344
- CF21 Investment Adviser (23 Apr 2002 to 24 Mar 2004)
Westpac Banking Corporation (no longer approved here)
FRN 124586
- CF21 Investment Adviser (1 Dec 2001 to 6 Feb 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.