Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF24 Chief Operations (4 Mar 2019 to 26 Jun 2024)
- SMF2 Chief Finance (31 May 2016 to 2 Mar 2022)
- CF29 Significant management (5 Oct 2015 to 6 Mar 2016)
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- CF3 Chief Executive (11 Nov 2009 to 28 Feb 2014)
- CF29 Significant management (4 Jun 2009 to 11 Nov 2009)
- CF30 Customer (1 Nov 2007 to 11 Nov 2009)
- CF21 Investment Adviser (29 Sep 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (23 Mar 2004 to 13 Jul 2004)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.