Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westpac Banking Corporation (no longer approved here)

    FRN 124586

    • CF30 Customer (1 Nov 2007 to 30 Jul 2012)
    • CF21 Investment Adviser (24 Jul 2006 to 31 Oct 2007)
    • CF26 Customer Trading (9 Sep 2004 to 12 Jul 2007)
  • Bank of Montreal (no longer approved here)

    FRN 124788

    • CF26 Customer Trading (1 Dec 2001 to 24 Oct 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.