Westhall Partners LLP

Date authorised
1 April 2013
Companies House
OC325646
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Westhall Partners
    14 Hanover Square
    London
    Westminster
    W1S 1HN
    UNITED KINGDOM
    Phone
    +4402076288650
    Web
    https://www.westhall.com

  • Complaints Contact

    14 Hanover Square
    London
    Westminster
    W1S 1HN
    UNITED KINGDOM
    Phone
    +442076288650

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . Westhall Capital Ltd

    IRN XXW01030

    • CF4 Partner (27 Jun 2007 to 30 Jan 2009)
  • Alessandro Simon Rodrigo Noble

    IRN AXN06254

    • CF30 Customer (19 Sep 2018 to 14 Dec 2018)
  • Andrew Joyce

    IRN AXJ01646

    • [FCA CF] Client dealing (9 Dec 2019 to 17 Aug 2021)
    • CF30 Customer (5 Mar 2015 to 8 Dec 2019)
  • Charles Hughes

    IRN CXH00289

    • [FCA CF] Client dealing (9 Dec 2019 to 6 Feb 2024)
  • Claudia Gusmitta

    IRN CXG01840

    • CF30 Customer (22 Aug 2017 to 8 Dec 2019)
  • David Alexander March

    IRN DAM01216

    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (24 Nov 2008 to 8 Dec 2019)
  • Douglas Gerald Fulton

    IRN DGF01021

    • [FCA CF] Client dealing (since 15 Dec 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2022)
    • CF10 Compliance Oversight (27 Jun 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jun 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
    • CF3 Chief Executive (27 Jun 2007 to 8 Dec 2019)
    • CF4 Partner (27 Jun 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (27 Jun 2007 to 31 Oct 2007)
  • Emma Louise Saunders

    IRN EXS01425

    • CF30 Customer (29 Sep 2011 to 14 Nov 2014)
  • Florian Wilfried Patrick Schneider

    IRN FWS01014

    • CF30 Customer (1 Nov 2007 to 1 Jan 2015)
    • CF21 Investment Adviser (1 Aug 2007 to 31 Oct 2007)
  • Karl Kim Olsson

    IRN KXO00125

    • [FCA CF] Client dealing (5 Jun 2023 to 6 Feb 2024)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.