Emma Louise Saunders

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Rathbones Investment Management Limited

    FRN 116316

    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 14. Managing investments
    • [FCA CF] Manager of certification employee (since 21 Mar 2024)
    • [FCA CF] Client dealing (since 1 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 30 Oct 2018)
  • Westhall Partners LLP (no longer approved here)

    FRN 467283

    • CF30 Customer (29 Sep 2011 to 14 Nov 2014)

Recent activity

Updates to this individual's record on the FCA register.

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