Douglas Gerald Fulton

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Westhall Partners LLP

    FRN 467283

    • [FCA CF] Client dealing (since 15 Dec 2022)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 15 Dec 2022)
    • CF8 Apportionment and Oversight (27 Jun 2007 to 31 Oct 2007)
    • CF10 Compliance Oversight (27 Jun 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (27 Jun 2007 to 8 Dec 2019)
    • CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
    • CF3 Chief Executive (27 Jun 2007 to 8 Dec 2019)
    • CF4 Partner (27 Jun 2007 to 8 Dec 2019)
  • Westhall Alternatives Ltd (no longer approved here)

    FRN 594616

    • Employed By (25 Jan 2013 to 15 Dec 2022)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF21 Investment Adviser (1 Dec 2001 to 26 Nov 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.