Westhall Partners LLP

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Setup

For Eligible Counterparty, Professional, Certificates representing certain security, Rights to or interests in investments (Security), Share, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Louis Tambe
IRN LXT01347
- CF30 Customer (21 Sep 2015 to 15 May 2017)
Madelaine Alison Mary Cross
IRN MAC01296
- CF30 Customer (1 Nov 2007 to 5 Nov 2007)
- CF22 Investment Adviser (Trainee) (1 Aug 2007 to 31 Oct 2007)
Robert Ian Hume
IRN RIH01029
- [FCA CF] Client dealing (since 16 Dec 2022)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (1 Nov 2007 to 15 Dec 2022)
- CF4 Partner (27 Jun 2007 to 8 Dec 2019)
- CF21 Investment Adviser (27 Jun 2007 to 31 Oct 2007)
Samuel Morgan Franklin
IRN SMF01118
- [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)

Smaller firms operating under this firm's FCA authorisation.

Cresta Westhall LLP (no longer appointed)
FRN 594428 · Appointed 24 Jan 2013 · Until 19 Dec 2022
Westhall Alternatives Ltd (no longer appointed)
FRN 594616 · Appointed 18 Jan 2013 · Until 19 Dec 2022
Westhall Research Ltd (no longer appointed)
FRN 594448 · Appointed 17 Jan 2013 · Until 19 Dec 2022

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.