Samuel Morgan Franklin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Brooklands Fund Management Limited (no longer approved here)
FRN 757575
- CF30 Customer (30 Oct 2025 to 22 Apr 2026)
TITANBAY LTD (no longer approved here)
FRN 915165
- (5)Employed By (30 Oct 2025 to 22 Apr 2026)
Helios Investment Partners LLP (no longer approved here)
FRN 462967
- [FCA CF] Client dealing (25 Apr 2024 to 20 Jun 2025)
Cibus Capital LLP (no longer approved here)
FRN 454655
- [FCA CF] Client dealing (24 Mar 2021 to 1 Nov 2022)
Westhall Partners LLP (no longer approved here)
FRN 467283
- [FCA CF] Client dealing (9 Dec 2019 to 17 Mar 2021)
- CF30 Customer (5 Mar 2019 to 8 Dec 2019)
Barclays Capital Securities Limited (no longer approved here)
FRN 124431
- CF30 Customer (16 Nov 2012 to 6 Mar 2016)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.