West Bromwich Building Society
- FRN
- 104877
- Date authorised
- 1 April 2013
- Last scraped
- 3 weeks ago
Addresses
The contact details this firm has registered with the FCA.
-
Principal Place of Business
2 Providence PlaceWest BromwichWest MidlandsB70 8AFUNITED KINGDOM- Phone
- +441215257070
-
Complaints Contact
West Bromwich Bldg Soc, 2 Providence PlaceWest BromwichWest MidlandsB70 8AFUNITED KINGDOM- Phone
- +4401217967860
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
-
Bank Deposits
For All, Deposit
-
Mortgage Servicing
For Customer, Regulated mortgage contract
-
Investment Advice (no pensions)
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Mortgage Advice
For Customer, Regulated mortgage contract
-
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
-
Arranges Investments
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
-
Mortgage Arranging
For Customer, Regulated mortgage contract
-
Insurance Admin
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Stockbroking
For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
-
Trades With You Directly
For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
- · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.
-
Mortgage Lending
For Customer, Regulated mortgage contract
-
Loan Servicing
-
Mortgage Setup
For Customer, Regulated mortgage contract
-
Investment Setup
For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
-
Phillip Robinson
IRN PAR00045
- [FCA CF] Manager of certification employee (1 Jul 2016 to 12 Nov 2023)
- CF22 Investment Adviser (Trainee) (30 Aug 2002 to 1 Jan 2003)
-
Ramona Aine Maye
IRN RXM88450
- [FCA CF] Significant management (since 1 Apr 2026)
-
Rebecca Louise Gabb
IRN RLG00002
- CF21 Investment Adviser (1 Dec 2001 to 21 Apr 2003)
-
Richard Andrew Early
IRN RAE01046
- CF14 Risk Assessment (1 Dec 2001 to 1 Oct 2006)
-
Richard Francis Sommers
IRN RFS01023
- SMF10 Chair of the Risk Committee (7 Mar 2016 to 25 Sep 2017)
- CF2 Non Executive Director (27 Oct 2009 to 6 Mar 2016)
-
Richard Gethin
IRN RXG87729
- [FCA CF] Proprietary trader (since 1 Apr 2018)
-
Richard James Elwell
IRN RJE00010
- CF21 Investment Adviser (1 Dec 2001 to 19 Sep 2003)
-
Richard John Farmer
IRN RXF87718
- [FCA CF] Manager of certification employee (1 Feb 2017 to 10 Feb 2023)
-
Richard John Hopwood
IRN RJH01366
- CF29 Significant management (1 Jun 2010 to 30 Jun 2014)
-
Richard Malcolm Scott-Worthington
IRN RMS00040
- CF30 Customer (5 Jan 2009 to 31 Dec 2009)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.