Richard John Farmer

Last updated
3 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFP Financial Planning Limited

    FRN 134005

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 1 Apr 2025)
    • [FCA CF] Functions requiring qualifications (since 1 Apr 2025)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (14 Apr 2023 to 4 Dec 2024)
    • Appointed representative dealing with clients for which they require qualification (13 Feb 2023 to 4 Dec 2024)
  • Albrighton Wealth Management Limited (no longer approved here)

    FRN 214281

    • (3)Employed By (14 Apr 2023 to 4 Dec 2024)
  • West Bromwich Mortgage Company Limited (no longer approved here)

    FRN 303089

    • [FCA CF] Manager of certification employee (9 Dec 2019 to 10 Feb 2023)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • [FCA CF] Manager of certification employee (1 Feb 2017 to 10 Feb 2023)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Albrighton Wealth Management Limited

  2. controlled function added: (3)Employed By at Albrighton Wealth Management Limited