Richard Malcolm Scott-Worthington

• True Potential Wealth Management LLP (no longer approved here)

  FRN 529810

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Dec 2021)
  • [FCA CF] Client dealing (9 Dec 2019 to 31 Dec 2021)
  • CF30 Customer (12 Jan 2017 to 8 Dec 2019)
• True Potential Investments LLP (no longer approved here)

  FRN 527444

  • CF30 Customer (14 Mar 2016 to 8 Jan 2017)
• WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 665653

  • CF30 Customer (16 Mar 2015 to 4 Mar 2016)
• Phoenix Wealth Services Limited (no longer approved here)

  FRN 465753

  • CF30 Customer (3 Sep 2010 to 8 Nov 2013)
• Aviva Administration Limited (no longer approved here)

  FRN 185746

  • CF30 Customer (20 Jan 2010 to 16 Sep 2010)
  • CF21 Investment Adviser (9 Jan 2006 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (31 Mar 2005 to 9 Jan 2006)
• West Bromwich Financial Planning Ltd (no longer approved here)

  FRN 452555

  • Employed By (20 Jan 2010 to 8 Nov 2013)
• West Bromwich Building Society (no longer approved here)

  FRN 104877

  • CF30 Customer (5 Jan 2009 to 31 Dec 2009)
• Sterling Independent Financial Advisers Ltd (414) (no longer approved here)

  FRN 195718

  • Employed By (2 Jan 2002 to 16 Dec 2004)
• Lloyds Bank PLC (no longer approved here)

  FRN 119278

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Dec 2001)
• Scottish Widows Unit Trust Managers Limited (no longer approved here)

  FRN 122129

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 17 Jul 2002)

No changes recorded yet.