West Bromwich Building Society

• Principal Place of Business

  2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +441215257070

  Web

  https://www.westbrom.co.uk

• Complaints Contact

  West Bromwich Bldg Soc, 2 Providence Place

  West Bromwich

  West Midlands

  B70 8AF

  UNITED KINGDOM

  Phone

  +4401217967860

• Bank Deposits

  For All, Deposit

• Mortgage Servicing

  For Customer, Regulated mortgage contract

• Investment Advice (no pensions)

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Mortgage Lending

  For Customer, Regulated mortgage contract

• Loan Servicing

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Retail (Investment), Retail (Non-Investment Insurance), Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Stakeholder pension scheme, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Mark Jeffrey Preston

  IRN MJP01195

  • Director of firm who is not a certification employee or a SMF manager (4 May 2021 to 28 Jul 2021)
  • SMF10 Chair of the Risk Committee (21 Sep 2017 to 4 May 2021)
  • CF2 Non Executive Director (13 May 2011 to 6 Mar 2016)
• Mark John Shrewsbury

  IRN MJS00069

  • CF21 Investment Adviser (1 Dec 2001 to 27 Feb 2004)
• Mark Laurence Atkins

  IRN MLA00015

  • CF21 Investment Adviser (1 Dec 2001 to 30 May 2003)
• Mark Patrick Nicholls

  IRN MPN01006

  • SMF9 Chair of the Governing Body (7 Mar 2016 to 5 Mar 2021)
  • CF2 Non Executive Director (1 Jan 2010 to 6 Mar 2016)
• Martin Alan Jones

  IRN MAJ00036

  • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
  • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 22 May 2007)
• Martin Boyle

  IRN MXB02898

  • SMF24 Chief Operations (since 4 May 2023)
  • SMF3 Executive Director (since 4 May 2023)
• Martin Derek Exley

  IRN MDE01034

  • CF28 Systems and controls (1 Nov 2007 to 12 Nov 2009)
  • CF15 Internal Audit (28 Oct 2005 to 31 Oct 2007)
• Martin Howard Ritchley

  IRN MHR01021

  • SMF12 Chair of the Remuneration Committee (7 Mar 2016 to 30 Sep 2018)
  • SMF14 Senior Independent Director (7 Mar 2016 to 26 Jul 2019)
  • CF2 Non Executive Director (1 Sep 2009 to 6 Mar 2016)
• Martin John Farmer

  IRN MJF01239

  • [FCA CF] Functions requiring qualifications (8 Jun 2022 to 1 Jun 2023)
• Matthew Alan Pearson

  IRN MAP00072

  • CF22 Investment Adviser (Trainee) (21 May 2002 to 7 Mar 2003)

No changes recorded yet.