Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Fairstone Financial Management Limited
FRN 475973
- 4. Giving personal recommendations on retail investment products which are not broker funds
- 7. Giving personal recommendations on long-term care insurance contracts
- 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
- [FCA CF] Functions requiring qualifications (since 3 Sep 2024)
- [FCA CF] Client dealing (since 3 Sep 2024)
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- [FCA CF] Functions requiring qualifications (30 Jan 2020 to 7 Apr 2021)
- [FCA CF] Client dealing (30 Jan 2020 to 7 Apr 2021)
- CF30 Customer (12 Jun 2019 to 8 Dec 2019)
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- CF30 Customer (7 Aug 2014 to 6 Mar 2016)
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- CF30 Customer (25 Nov 2008 to 29 Mar 2010)
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- CF30 Customer (28 Aug 2008 to 8 Sep 2008)
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- CF22 Investment Adviser (Trainee) (21 May 2002 to 7 Mar 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 5 Dec 2003)
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- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
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- CF21 Investment Adviser (1 Dec 2001 to 3 May 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.