Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 6 Sep 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 1 Aug 2024)
    • SMF9 Chair of the Governing Body (since 3 Apr 2023)
    • SMF9 Chair of the Governing Body (since 3 Apr 2023)
    • SMF9 Chair of the Governing Body (since 3 Apr 2023)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • Director of firm who is not a certification employee or a SMF manager (4 May 2021 to 28 Jul 2021)
    • SMF10 Chair of the Risk Committee (21 Sep 2017 to 4 May 2021)
    • CF2 Non Executive Director (13 May 2011 to 6 Mar 2016)
  • Daiwa Capital Markets Europe Limited (no longer approved here)

    FRN 124490

    • SMF10 Chair of the Risk Committee (9 Dec 2019 to 8 Feb 2021)
    • SMF14 Senior Independent Director (9 Dec 2019 to 8 Feb 2021)
    • SMF12 Chair of the Remuneration Committee (9 Dec 2019 to 8 Feb 2021)
    • CF2 Non Executive Director (14 Jun 2019 to 8 Dec 2019)
  • Kensington Mortgage Company Limited (no longer approved here)

    FRN 310336

    • SMF11 Chair of the Audit Committee (9 Dec 2019 to 31 Jul 2023)
    • CF2 Non Executive Director (3 Apr 2018 to 8 Dec 2019)
  • Gain Capital UK Limited (no longer approved here)

    FRN 113942

    • CF3 Chief Executive (13 Feb 2014 to 1 Apr 2015)
    • CF1 Director (4 Oct 2013 to 12 Dec 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF29 Significant management (1 Nov 2007 to 25 Jan 2008)
    • CF30 Customer (1 Nov 2007 to 25 Jan 2008)
    • CF21 Investment Adviser (30 Nov 2005 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (6 Dec 2004 to 31 Oct 2007)
    • CF17 Significant Mgt (Other Business Operations) (6 Dec 2004 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.