Date authorised
1 April 2013
Companies House
02492014
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +441799522211
  • Complaints Contact

    Saffron House
    1a Market Place
    Saffron Walden
    Essex
    CB10 1HX
    UNITED KINGDOM
    Phone
    +441799522211

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Mortgage Servicing

    For Customer, Regulated mortgage contract

  • P2P Lending Advice

    For Commercial, Retail (Non-Investment Insurance)

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Trades With You Directly

    For Customer, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract

    Show 2 limitations
    • · The firm, in carrying on this regulated activity, is limited to entering into transactions in a manner which (a) if the firm was an unauthorised person, would come within article 16 of the RAO; or (b) if entering into a regulated mortgage contract as lender were not a regulated activity, would come within article 19 of the RAO
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • Mortgage Lending

    For Customer, Regulated mortgage contract

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Alan Harry Goodman

    IRN AHG01028

    • CF2 Non Executive Director (31 Oct 2004 to 22 Apr 2010)
  • Andrew John Golding

    IRN AJG00056

    • CF8 Apportionment and Oversight (31 Jul 2006 to 31 Mar 2009)
    • CF3 Chief Executive (31 Jul 2006 to 31 Oct 2011)
    • Responsible for Insurance Mediation (14 Jan 2005 to 31 Dec 2011)
    • CF1 Director (31 Oct 2004 to 31 Dec 2011)
  • Andrew Rushworth

    IRN AXR01329

    • CF1 Director (4 Jan 2005 to 10 Oct 2011)
  • Angela Fung Ngor Cha

    IRN AFC01054

    • Director of firm who is not a certification employee or a SMF manager (since 1 Oct 2024)
  • Antony Bush

    IRN AXB03833

    • SMF18 Other Overall Responsibility (9 Dec 2019 to 7 Feb 2025)
  • Barbara Lawson Anderson

    IRN BLA01006

    • Director of firm who is not a certification employee or a SMF manager (13 Apr 2023 to 8 Feb 2024)
  • COLIN HOWARD FIELD

    IRN CHF01023

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsible for Insurance Mediation (8 Mar 2017 to 30 Sep 2018)
    • CF3 Chief Executive (11 Sep 2015 to 8 Dec 2019)
    • CF1 Director (1 May 2014 to 8 Dec 2019)
  • Caroline Beate Cartellieri Karlsen

    IRN CXC00719

    • Director of firm who is not a certification employee or a SMF manager (since 1 Sep 2023)
  • Charles Richard Lorimer Wilson

    IRN CRW01055

    • CF2 Non Executive Director (23 Jul 2009 to 20 Apr 2018)
  • Christopher Francis Plumbridge

    IRN CFP01022

    • CF11 Money Laundering Reporting (18 Jun 2012 to 2 Mar 2015)
    • CF10 Compliance Oversight (13 Apr 2012 to 2 Mar 2015)
    • CF1 Director (13 Apr 2012 to 2 Mar 2015)
    • CF28 Systems and controls (13 Apr 2012 to 2 Mar 2015)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.