Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF11 Money Laundering Reporting (18 Jun 2012 to 2 Mar 2015)
- CF1 Director (13 Apr 2012 to 2 Mar 2015)
- CF10 Compliance Oversight (13 Apr 2012 to 2 Mar 2015)
- CF28 Systems and controls (13 Apr 2012 to 2 Mar 2015)
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- CF10 Compliance Oversight (13 Apr 2012 to 31 May 2014)
- CF11 Money Laundering Reporting (13 Apr 2012 to 31 May 2014)
- CF28 Systems and controls (13 Apr 2012 to 31 May 2014)
- CF1 Director (13 Apr 2012 to 31 May 2014)
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- CF28 Systems and controls (15 Jul 2008 to 23 Jul 2009)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.