CSC Fund Services UK Limited

• Principal Place of Business

  CSC

  10th Floor

  5 Churchill Place

  London

  E14 5HU

  UNITED KINGDOM

  Phone

  +4402075654090

  Web

  https://www.cscglobal.com

• Complaints Contact

  CSC Fund Services UK Limited

  10th Floor

  5 Churchill Place

  London

  E14 5HU

  UNITED KINGDOM

  Phone

  +4402075654090

• Private Fund Guardian

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Private Investment Funds

• Holds Your Assets

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Unit

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Aline Bel Sternberg

  IRN AXS02633

  • [FCA CF] Significant management (18 May 2023 to 9 Sep 2024)
• Andrea Williams

  IRN AXW02383

  • SMF1 Chief Executive (9 Dec 2019 to 31 Jul 2020)
  • SMF3 Executive Director (9 Dec 2019 to 31 Jul 2020)
  • CF1 Director (22 Oct 2018 to 8 Dec 2019)
  • CF3 Chief Executive (22 Oct 2018 to 8 Dec 2019)
• Andrew John Barnett

  IRN AJB01426

  • CF10 Compliance Oversight (5 May 2004 to 14 May 2008)
  • CF11 Money Laundering Reporting (5 May 2004 to 14 May 2008)
• Asad Mohamed Bukhory

  IRN AMB01385

  • CF10a CASS Oversight function (12 Apr 2016 to 27 Oct 2017)
  • CF10 Compliance Oversight (29 Oct 2014 to 27 Oct 2017)
  • CF11 Money Laundering Reporting (29 Oct 2014 to 27 Oct 2017)
• Brian Martin Lee

  IRN BML01029

  • CF3 Chief Executive (17 May 2004 to 28 Sep 2007)
  • CF1 Director (17 May 2004 to 28 Sep 2007)
  • CF8 Apportionment and Oversight (17 May 2004 to 28 Sep 2007)
• Cherie Lovell

  IRN CXL00355

  • [FCA CF] Client dealing (since 8 Nov 2022)
  • [FCA CF] Significant management (since 8 Nov 2022)
  • SMF3 Executive Director (28 Aug 2024 to 16 Dec 2025)
• Christoph Patrick Volkamer

  IRN CPV01010

  • CF30 Customer (29 Jul 2014 to 6 Nov 2014)
• Christopher Francis Plumbridge

  IRN CFP01022

  • CF28 Systems and controls (15 Jul 2008 to 23 Jul 2009)
• Christopher Neil Shaw

  IRN CNS01023

  • CF10a CASS Oversight function (1 Oct 2011 to 6 Nov 2014)
  • CF10 Compliance Oversight (8 Jul 2011 to 6 Nov 2014)
  • CF11 Money Laundering Reporting (8 Jul 2011 to 6 Nov 2014)
• Christopher Norden Aldis Patton

  IRN CXP00712

  • [FCA CF] Significant management (since 31 Jan 2025)

No changes recorded yet.