Christopher Neil Shaw

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CSC Fund Services UK Limited (no longer approved here)

    FRN 225785

    • CF10a CASS Oversight function (1 Oct 2011 to 6 Nov 2014)
    • CF10 Compliance Oversight (8 Jul 2011 to 6 Nov 2014)
    • CF11 Money Laundering Reporting (8 Jul 2011 to 6 Nov 2014)
  • CLEAR INSURANCE MANAGEMENT LIMITED (no longer approved here)

    FRN 307982

    • CF1 Director (AR) (1 Jul 2008 to 18 May 2010)
  • Alexander Hall Associates Limited (no longer approved here)

    FRN 154485

    • CF10 Compliance Oversight (16 Jan 2004 to 2 Jun 2005)
    • CF11 Money Laundering Reporting (16 Jan 2004 to 2 Jun 2005)
    • CF21 Investment Adviser (25 Jun 2003 to 2 Jun 2005)

Recent activity

Updates to this individual's record on the FCA register.

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