Brian Martin Lee

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

London LGPS CIV Limited (no longer approved here)
FRN 710618
- SMF16 Compliance Oversight (9 Dec 2019 to 19 Aug 2020)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 19 Aug 2020)
- SMF3 Executive Director (9 Dec 2019 to 1 Nov 2024)
- CF11 Money Laundering Reporting (26 Nov 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (15 Oct 2015 to 8 Dec 2019)
- CF1 Director (15 Oct 2015 to 8 Dec 2019)
CSC Fund Services UK Limited (no longer approved here)
FRN 225785
- CF1 Director (17 May 2004 to 28 Sep 2007)
- CF8 Apportionment and Oversight (17 May 2004 to 28 Sep 2007)
- CF3 Chief Executive (17 May 2004 to 28 Sep 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.