Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
- SMF9 Chair of the Governing Body (5 Oct 2023 to 8 Feb 2024)
-
- Director of firm who is not a certification employee or a SMF manager (13 Apr 2023 to 8 Feb 2024)
-
- (103)CF26 Customer Trading (21 Mar 2002 to 31 May 2002)
-
- CF21 Investment Adviser (1 Dec 2001 to 27 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
-
controlled function added: (103)CF26 Customer Trading at Terra Firma Capital Partners Limited