Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
    • CF30 Customer (since 9 May 2016)
    • CF1 Director (AR) (since 9 May 2016)
    • (1)Employed By (since 9 May 2016)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (28 May 2012 to 2 May 2016)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Mar 2010 to 20 Apr 2012)
    • CF21 Investment Adviser (27 Mar 2006 to 30 Nov 2006)
    • CF22 Investment Adviser (Trainee) (4 Feb 2005 to 27 Mar 2006)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (6 Aug 2008 to 28 Feb 2010)
  • TenetConnect Limited (no longer approved here)

    FRN 149826

    • CF30 Customer (21 Jan 2008 to 18 Sep 2008)
  • West Bromwich Financial Planning Ltd (no longer approved here)

    FRN 452555

    • Employed By (21 Jan 2008 to 18 Sep 2008)
  • West Bromwich Building Society (no longer approved here)

    FRN 104877

    • CF30 Customer (1 Nov 2007 to 1 Feb 2008)
    • CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (19 Dec 2006 to 22 May 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (19 Mar 2002 to 14 Mar 2003)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.