Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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St. James's Place Wealth Management Plc
FRN 195351
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 9 Dec 2019)
- CF30 Customer (since 9 May 2016)
- CF1 Director (AR) (since 9 May 2016)
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Martin Jones Financial Services Limited
FRN 745461
- (1)Employed By (since 9 May 2016)
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- CF30 Customer (28 May 2012 to 2 May 2016)
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- CF30 Customer (1 Mar 2010 to 20 Apr 2012)
- CF21 Investment Adviser (27 Mar 2006 to 30 Nov 2006)
- CF22 Investment Adviser (Trainee) (4 Feb 2005 to 27 Mar 2006)
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- CF30 Customer (6 Aug 2008 to 28 Feb 2010)
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- CF30 Customer (21 Jan 2008 to 18 Sep 2008)
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- Employed By (21 Jan 2008 to 18 Sep 2008)
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- CF30 Customer (1 Nov 2007 to 1 Feb 2008)
- CF21 Investment Adviser (22 May 2007 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (19 Dec 2006 to 22 May 2007)
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- CF21 Investment Adviser (19 Mar 2002 to 14 Mar 2003)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 19 Mar 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.