Wesleyan Unit Trust Managers Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Richard John Owens
IRN RJO00023
- CF21 Investment Adviser (31 Jan 2002 to 2 Jun 2003)
- CF22 Investment Adviser (Trainee) (31 Jan 2002 to 31 Jan 2002)
Richard John Smith
IRN RJS01283
- CF21 Investment Adviser (22 Sep 2004 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (2 Dec 2002 to 22 Sep 2004)
Richard Michael Lindley
IRN RML00022
- CF21 Investment Adviser (1 Dec 2001 to 14 Jan 2005)
Richard Michael Robert Hodson
IRN RMH00024
- CF21 Investment Adviser (28 Apr 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (1 Dec 2001 to 28 Apr 2003)
Richard Neil Ferguson
IRN RNF00006
- CF21 Investment Adviser (24 Dec 2002 to 14 Jan 2005)
Richard Snow
IRN RXS00231
- [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2020)
Robert Andrew Page
IRN RAP00029
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Robert Bruce Connor
IRN RBC00007
- CF21 Investment Adviser (1 Dec 2001 to 14 Nov 2003)
Robert Griffith
IRN RXG00012
- CF21 Investment Adviser (8 Oct 2003 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (15 Nov 2002 to 8 Oct 2003)
Robert Howard King
IRN RHK00006
- CF21 Investment Adviser (11 Apr 2003 to 14 Nov 2003)
- CF22 Investment Adviser (Trainee) (15 Nov 2002 to 11 Apr 2003)

Smaller firms operating under this firm's FCA authorisation.

Vernons Financial Services Limited (no longer appointed)
FRN 162417 · Appointed 3 Mar 2003 · Until 15 Jul 2004
The National Association of Schoolmasters & Union of Women Teachers (no longer appointed)
FRN 223114 · Appointed 26 Feb 2003 · Until 9 Jul 2004
The Prision Officers Association (no longer appointed)
FRN 206221 · Appointed 28 May 2001 · Until 11 Mar 2004
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 1 Jul 1997 · Until 10 Sep 2010
Wesleyan Home Loans Ltd (no longer appointed)
FRN 156227 · Appointed 23 Aug 1988 · Until 1 Nov 2005

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.