Robert Howard King

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sound Financial Solutions Ltd

    FRN 231030

    • (1)Employed By (since 5 Mar 2026)
    • (8)Employed By (26 Jan 2004 to 19 Nov 2006)
  • The On-Line Partnership Limited

    FRN 192638

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 9A. Advising on P2P agreements
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • Appointed representative dealing with clients for which they require qualification (since 9 Mar 2022)
    • Director of firm who is not a certification employee or a SMF manager (since 9 Mar 2022)
    • CF1 Director (AR) (since 4 Mar 2022)
    • CF30 Customer (since 4 Mar 2022)
  • The Tavistock Partnership Limited (no longer approved here)

    FRN 519014

    • CF30 Customer (28 Apr 2017 to 31 Jul 2017)
    • CF1 Director (AR) (28 Apr 2017 to 31 Jul 2017)
  • Elevate Portfolio Services Limited (no longer approved here)

    FRN 144849

    • CF22 Investment Adviser (Trainee) (26 Jan 2004 to 20 Dec 2004)
    • CF1 Director (AR) (26 Jan 2004 to 31 Oct 2004)
  • Aviva Administration Limited (no longer approved here)

    FRN 185746

    • CF22 Investment Adviser (Trainee) (26 Jan 2004 to 20 Dec 2004)
    • CF1 Director (AR) (26 Jan 2004 to 19 Nov 2006)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (11 Apr 2003 to 14 Nov 2003)
    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 11 Apr 2003)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (11 Apr 2003 to 14 Nov 2003)
    • CF22 Investment Adviser (Trainee) (15 Nov 2002 to 11 Apr 2003)

Recent activity

Updates to this individual's record on the FCA register.

  1. controlled function removed: Employed By at Sound Financial Solutions Ltd

  2. controlled function added: (8)Employed By at Sound Financial Solutions Ltd

  3. controlled function added: (1)Employed By at Sound Financial Solutions Ltd