WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jonathan Robert Nugent

    IRN JRN00009

    • CF30 Customer (4 Feb 2008 to 14 Feb 2018)
  • Jonathan Sampson

    IRN JXS01816

    • CF30 Customer (24 Nov 2008 to 13 Mar 2009)
  • Jordan Alexander Marshall

    IRN JAM01263

    • CF30 Customer (28 Apr 2009 to 30 Aug 2013)
  • Jordan Vint

    IRN JXV17754

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 29 Dec 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 29 Dec 2020)
    • CF30 Customer (26 Jul 2019 to 8 Dec 2019)
  • Joseph Alan John Roderick

    IRN JAR01072

    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2009)
    • CF8 Apportionment and Oversight (6 Feb 2007 to 31 Mar 2009)
    • CF14 Risk Assessment (8 Feb 2006 to 31 Oct 2007)
    • CF15 Internal Audit (8 Feb 2006 to 31 Oct 2007)
    • CF13 Finance (13 May 2004 to 8 Feb 2006)
  • Joseph Edward Morrison-Cone

    IRN JXM04110

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
  • Joseph Frederick Hammond

    IRN JXH00892

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 4 Oct 2024)
    • [FCA CF] Client dealing (since 4 Oct 2024)
  • Joseph Frederick Rose

    IRN JFR01041

    • CF30 Customer (18 Nov 2010 to 22 Nov 2013)
  • Joseph McIlwaine

    IRN JXM00433

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Client dealing (since 28 Aug 2025)
    • [FCA CF] Functions requiring qualifications (since 28 Aug 2025)
  • Joseph Patrick Gerard Brooks

    IRN JPB00042

    • CF30 Customer (1 Nov 2007 to 7 Apr 2015)
    • CF21 Investment Adviser (10 Oct 2006 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (6 Feb 2006 to 10 Oct 2006)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

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