Joseph Alan John Roderick

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2009)
    • CF8 Apportionment and Oversight (6 Feb 2007 to 20 Nov 2009)
    • CF15 Internal Audit (8 Feb 2006 to 31 Oct 2007)
    • CF14 Risk Assessment (8 Feb 2006 to 31 Oct 2007)
    • CF13 Finance (13 May 2004 to 8 Feb 2006)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 8 Feb 2006)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2009)
    • CF8 Apportionment and Oversight (6 Feb 2007 to 31 Mar 2009)
    • CF14 Risk Assessment (8 Feb 2006 to 31 Oct 2007)
    • CF15 Internal Audit (8 Feb 2006 to 31 Oct 2007)
    • CF13 Finance (13 May 2004 to 8 Feb 2006)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2009)
    • CF14 Risk Assessment (8 Feb 2006 to 31 Oct 2007)
    • CF15 Internal Audit (8 Feb 2006 to 31 Oct 2007)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF28 Systems and controls (1 Nov 2007 to 20 Nov 2009)
    • CF8 Apportionment and Oversight (6 Feb 2007 to 31 Mar 2009)
    • CF14 Risk Assessment (8 Feb 2006 to 31 Oct 2007)
    • CF15 Internal Audit (8 Feb 2006 to 31 Oct 2007)
    • CF13 Finance (13 May 2004 to 8 Feb 2006)

Recent activity

Updates to this individual's record on the FCA register.

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