Jonathan Sampson

• Carter Dawes IFA Solutions Limited

  FRN 457006

  • 7. Giving personal recommendations on long-term care insurance contracts
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 14 Apr 2022)
  • [FCA CF] Functions requiring qualifications (since 6 Jan 2020)
  • Appointed representative dealing with clients for which they require qualification (20 Dec 2020 to 16 Aug 2021)
• QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 440703

  • CF30 Customer (14 Jul 2016 to 30 Nov 2019)
• St. James's Place Wealth Management Plc (no longer approved here)

  FRN 195351

  • CF30 Customer (15 Jul 2015 to 14 Oct 2015)
• SHIPMAN FINANCIAL PLANNING LIMITED (no longer approved here)

  FRN 513289

  • CF30 Customer (11 Mar 2013 to 12 Nov 2013)
• Lighthouse Advisory Services Limited (no longer approved here)

  FRN 195199

  • CF30 Customer (17 Jan 2013 to 13 Mar 2013)
• Lighthouse Financial Advice Limited (no longer approved here)

  FRN 225502

  • (480)Employed By (17 Jan 2013 to 13 Mar 2013)
• WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

  FRN 134753

  • CF30 Customer (24 Nov 2008 to 13 Mar 2009)
• Nationwide Building Society (no longer approved here)

  FRN 106078

  • CF30 Customer (1 Nov 2007 to 20 Oct 2008)
  • CF21 Investment Adviser (28 Aug 2007 to 31 Oct 2007)

No changes recorded yet.