Jonathan Robert Nugent

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • True Potential Wealth Management LLP

    FRN 529810

    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 13 May 2024)
    • [FCA CF] Client dealing (since 13 May 2024)
  • Broad Chare Partnership LLP (no longer approved here)

    FRN 772939

    • Employed By (13 Jul 2021 to 31 Jan 2024)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 31 Jan 2024)
    • CF30 Customer (3 Mar 2018 to 31 Jan 2024)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (4 Feb 2008 to 14 Feb 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.