WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Ian Gibb Bogle

    IRN IGB00008

    • CF2 Non Executive Director (1 Dec 2001 to 16 Sep 2002)
  • Ian Hodge

    IRN IXH00043

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 14 Feb 2020)
    • [FCA CF] Client dealing (since 14 Feb 2020)
    • CF30 Customer (23 Nov 2016 to 15 Sep 2017)
  • Ian James McCann

    IRN IJM01101

    • CF30 Customer (13 Aug 2012 to 3 May 2013)
  • Ian Jenkins

    IRN IXJ01066

    • CF30 Customer (9 Oct 2019 to 13 Oct 2019)
  • Ian John Biddle

    IRN IJB01047

    • [FCA CF] Client dealing (9 Dec 2019 to 31 Mar 2026)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Mar 2026)
    • CF30 Customer (15 Mar 2010 to 8 Dec 2019)
  • Ian John Lazenby

    IRN IJL00002

    • CF1 Director (9 Feb 2005 to 29 Aug 2008)
    • CF8 Apportionment and Oversight (6 Aug 2004 to 29 Aug 2008)
    • CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2004 to 9 Feb 2005)
  • Ian John Martin

    IRN IJM00010

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 27 Jul 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 27 Jul 2023)
    • CF30 Customer (24 Apr 2017 to 8 Dec 2019)
  • Ian Keith Swift

    IRN IKS00004

    • CF30 Customer (1 Nov 2007 to 17 May 2013)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Ian McKay

    IRN IXM00100

    • CF30 Customer (22 Jul 2015 to 3 Feb 2017)
  • Ian Paul Harvey

    IRN IPH00011

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • [FCA CF] Client dealing (since 9 Dec 2019)
    • CF30 Customer (4 Sep 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.