Ian Hodge

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 14 Feb 2020)
- [FCA CF] Functions requiring qualifications (since 14 Feb 2020)
- CF30 Customer (23 Nov 2016 to 15 Sep 2017)
TenetConnect Limited (no longer approved here)
FRN 149826
- CF30 Customer (1 Nov 2007 to 8 Feb 2008)
- CF21 Investment Adviser (3 Apr 2007 to 31 Oct 2007)
Leeds Financial Services (Overseas) Ltd (no longer approved here)
FRN 463409
- Employed By (3 Apr 2007 to 8 Feb 2008)
Liverpool Victoria Financial Advice Services Limited (no longer approved here)
FRN 186890
- CF21 Investment Adviser (1 Dec 2001 to 31 May 2002)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.