Ian Keith Swift

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Fairstone Financial Management Limited

    FRN 475973

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 2 Mar 2026)
    • [FCA CF] Client dealing (since 2 Mar 2026)
  • QUILTER FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 440703

    • CF30 Customer (4 Jun 2025 to 11 Mar 2026)
    • Appointed representative dealing with clients for which they require qualification (4 Jun 2025 to 2 Mar 2026)
  • QUILTER WEALTH LIMITED (no longer approved here)

    FRN 217742

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 2 Mar 2026)
    • CF30 Customer (12 Apr 2013 to 11 Mar 2026)
  • Bingham-Woods Independent Financial Advisors Ltd (no longer approved here)

    FRN 463465

    • Employed By (12 Dec 2013 to 11 Mar 2026)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (1 Nov 2007 to 17 May 2013)
    • CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • CF21 Investment Adviser (7 Dec 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (19 Nov 2003 to 7 Dec 2004)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF21 Investment Adviser (7 Dec 2004 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (19 Nov 2003 to 7 Dec 2004)
  • ABERDEEN PLATFORM LIMITED (no longer approved here)

    FRN 188796

    • CF21 Investment Adviser (1 Dec 2001 to 31 Jul 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.