Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF29 Significant management (1 Apr 2010 to 8 Jul 2010)
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- CF29 Significant management (1 Nov 2007 to 29 Aug 2008)
- CF8 Apportionment and Oversight (6 Aug 2004 to 29 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2004 to 31 Oct 2007)
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- CF1 Director (9 Feb 2005 to 29 Aug 2008)
- CF8 Apportionment and Oversight (6 Aug 2004 to 29 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2004 to 9 Feb 2005)
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- CF1 Director (9 Feb 2005 to 29 Aug 2008)
- CF8 Apportionment and Oversight (6 Aug 2004 to 29 Aug 2008)
- CF16 Significant Mgt (Desgntd Investment Business) (12 Jul 2004 to 9 Feb 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.