WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Rita Bajaj

    IRN RXW01195

    • SMF9 Chair of the Governing Body (since 6 Feb 2024)
  • Rob Peckham

    IRN RRP01023

    • CF30 Customer (2 Sep 2013 to 26 Oct 2018)
  • Robert Alcock

    IRN RXA01266

    • CF30 Customer (1 Nov 2007 to 14 Oct 2016)
    • CF22 Investment Adviser (Trainee) (23 Aug 2007 to 31 Oct 2007)
  • Robert Andrew Irvine

    IRN RAI01014

    • [FCA CF] Client dealing (16 Mar 2020 to 10 Aug 2021)
    • [FCA CF] Functions requiring qualifications (16 Mar 2020 to 10 Aug 2021)
  • Robert Craig Hodson

    IRN RCH00017

    • CF21 Investment Adviser (1 Dec 2001 to 12 Dec 2003)
  • Robert Edward Wells

    IRN REW00019

    • [FCA CF] Client dealing (11 Jan 2022 to 25 May 2022)
    • [FCA CF] Functions requiring qualifications (11 Jan 2022 to 25 May 2022)
  • Robert Ford

    IRN RXF00034

    • CF21 Investment Adviser (20 Jan 2003 to 1 Apr 2005)
    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 20 Jan 2003)
  • Robert Huelin Green

    IRN RHG01043

    • CF1 Director (4 Apr 2012 to 31 Aug 2015)
  • Robert James Mansfield

    IRN RJM00042

    • CF21 Investment Adviser (1 Dec 2001 to 13 Dec 2004)
  • Robert James Surtees

    IRN RJS01388

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 31 Oct 2023)
    • [FCA CF] Client dealing (9 Dec 2019 to 31 Oct 2023)
    • CF30 Customer (4 Apr 2017 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.