Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G ADVICE PARTNERS LIMITED
FRN 584256
- 4. Giving personal recommendations on retail investment products which are not broker funds
- Appointed representative dealing with clients for which they require qualification (since 1 May 2021)
- CF1 Director (AR) (since 19 Feb 2021)
- CF30 Customer (since 19 Feb 2021)
- [FCA CF] Functions requiring qualifications (7 Aug 2020 to 30 Apr 2021)
- [FCA CF] Client dealing (7 Aug 2020 to 30 Apr 2021)
- CF30 Customer (3 Dec 2018 to 8 Dec 2019)
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Aphex Financial Planning Ltd
FRN 940023
- (1)Employed By (since 19 Feb 2021)
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- CF30 Customer (2 Sep 2013 to 26 Oct 2018)
Recent activity
Updates to this individual's record on the FCA register.
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controlled function removed: Employed By at Aphex Financial Planning Ltd
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controlled function added: (1)Employed By at Aphex Financial Planning Ltd