Robert Edward Wells

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • NFU Mutual Select Investments Limited

    FRN 582519

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Functions requiring qualifications (since 25 Jul 2022)
    • [FCA CF] Client dealing (since 25 Jul 2022)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (11 Jan 2022 to 25 May 2022)
    • [FCA CF] Client dealing (11 Jan 2022 to 25 May 2022)
  • Origen Financial Services Limited (no longer approved here)

    FRN 192666

    • CF30 Customer (26 Jul 2013 to 20 Sep 2019)
  • Clydesdale Bank Plc (no longer approved here)

    FRN 121873

    • CF30 Customer (9 Apr 2010 to 20 Jun 2013)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF22 Investment Adviser (Trainee) (12 Apr 2006 to 16 Apr 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (1 Dec 2001 to 2 May 2006)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.