WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Darryl Louise Nolan

    IRN DLS00019

    • CF21 Investment Adviser (11 Oct 2005 to 28 Mar 2006)
    • CF22 Investment Adviser (Trainee) (14 Jan 2005 to 11 Oct 2005)
  • Daryl Martin Stafford

    IRN DMS00057

    • CF30 Customer (1 Nov 2007 to 30 Oct 2015)
    • CF22 Investment Adviser (Trainee) (7 Jun 2005 to 31 Oct 2007)
  • David Andrew Noon

    IRN DAN00015

    • SMF18 Other Overall Responsibility (4 Apr 2020 to 27 Jun 2021)
  • David Andrew Seymour

    IRN DAS00005

    • CF21 Investment Adviser (1 Dec 2001 to 20 Nov 2003)
  • David Anthony Green

    IRN DAG01115

    • CF30 Customer (28 Sep 2015 to 18 May 2018)
  • David Anthony Hughes

    IRN DAH01248

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 22 Jan 2024)
    • [FCA CF] Functions requiring qualifications (since 22 Jan 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 23 Oct 2023)
    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 23 Oct 2023)
    • CF30 Customer (28 Oct 2014 to 8 Dec 2019)
  • David Brian Ayling

    IRN DBA00007

    • CF22 Investment Adviser (Trainee) (2 Jun 2003 to 9 Nov 2003)
  • David Bruce James Schofield

    IRN DBS01059

    • CF30 Customer (3 Oct 2011 to 10 Feb 2014)
  • David Burns

    IRN DRB01082

    • CF21 Investment Adviser (14 Jan 2005 to 1 May 2007)
  • David Cavey

    IRN DXC02136

    • CF30 Customer (7 Jan 2013 to 5 Nov 2015)
Show more

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.