WESLEYAN FINANCIAL SERVICES LIMITED

• Principal Place of Business

  Wesleyan

  Colmore Circus Queensway

  Birmingham

  B4 6AR

  UNITED KINGDOM

  Phone

  +4401212009711

  Web

  https://www.wesleyan.co.uk

• Complaints Contact

  Colmore Circus

  Queensway

  Birmingham

  West Midlands

  B4 6AR

  UNITED KINGDOM

  Phone

  +4401212009639

• Buy-to-Let Mortgage Advice

• Buy-to-Let Mortgage Arranging

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

  Show 2 limitations Hide limitations

  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Advice

  For Customer, Regulated mortgage contract

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Mortgage Arranging

  For Customer, Regulated mortgage contract

• Insurance Admin

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Buy-to-Let Start Date

• Buy-to-Let Status

• Credit Brokering

• Stockbroking

  For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

• Debt Collection

• Debt Advice

• Mortgage Setup

  For Customer, Regulated mortgage contract

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Catharine Anita Bennett

  IRN CAB01165

  • [FCA CF] Client dealing (9 Dec 2019 to 21 Oct 2022)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 21 Oct 2022)
  • CF30 Customer (22 Sep 2016 to 8 Dec 2019)
• Catherine Elizabeth Endean

  IRN CEE01019

  • CF30 Customer (25 Jan 2008 to 30 Oct 2009)
• Charanjit Singh

  IRN CXS00174

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
  • [FCA CF] Functions requiring qualifications (since 26 Jan 2024)
  • [FCA CF] Client dealing (since 26 Jan 2024)
• Charles Andrew Kay

  IRN CAK01032

  • CF30 Customer (1 Nov 2007 to 7 Aug 2008)
  • CF21 Investment Adviser (23 May 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (7 Jun 2006 to 23 May 2007)
• Charles David Noble

  IRN CDN00007

  • CF21 Investment Adviser (23 Nov 2005 to 31 Dec 2006)
  • CF22 Investment Adviser (Trainee) (5 Oct 2005 to 23 Nov 2005)
• Charles Edward Hume McIntosh

  IRN CEM00026

  • CF30 Customer (1 Nov 2007 to 7 Dec 2007)
  • CF21 Investment Adviser (7 Dec 2004 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (20 Apr 2004 to 7 Dec 2004)
• Charles James Pringle

  IRN CJP00037

  • CF21 Investment Adviser (19 Feb 2003 to 27 Apr 2005)
  • CF22 Investment Adviser (Trainee) (28 Sep 2002 to 19 Feb 2003)
• Charles Patchett

  IRN CAP01080

  • CF30 Customer (1 Nov 2007 to 20 Apr 2009)
  • CF22 Investment Adviser (Trainee) (3 Jul 2007 to 31 Oct 2007)
• Charlotte Alicia Rex

  IRN CXR11879

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Client dealing (since 2 Dec 2024)
  • [FCA CF] Functions requiring qualifications (since 2 Dec 2024)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 3 Sep 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 3 Sep 2024)
  • CF30 Customer (25 Feb 2019 to 8 Dec 2019)
• Charlotte Amy Lenton

  IRN CAL01088

  • CF30 Customer (16 Jan 2009 to 30 Nov 2011)

• Lawyers in Local Government (no longer appointed)

  FRN 914550 · Appointed 4 Oct 2019 · Until 8 Sep 2021

• National Heritage Group Ltd (no longer appointed)

  FRN 824297 · Appointed 26 Oct 2018 · Until 14 Apr 2020

• General Teaching Council for Scotland (no longer appointed)

  FRN 823360 · Appointed 16 Oct 2018 · Until 1 May 2023

• The Law Society (no longer appointed)

  FRN 417501 · Appointed 21 May 2018 · Until 19 May 2022

• Wesleyan Key Business Finance Limited (no longer appointed)

  FRN 527334 · Appointed 9 Jul 2010 · Until 12 Mar 2020

• Royal Institution of Chartered Surveyors (no longer appointed)

  FRN 403533 · Appointed 21 Aug 2007 · Until 31 Jul 2010

• Medical Sickness Ltd (no longer appointed)

  FRN 110396 · Appointed 17 Jan 2005 · Until 17 Jan 2005

• Medical Sickness (no longer appointed)

  FRN 401584 · Appointed 31 Oct 2004 · Until 17 Jan 2005

No changes recorded yet.