Catherine Elizabeth Endean

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • KW Wealth Planning Limited

    FRN 114694

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 14 Jul 2023)
    • [FCA CF] Functions requiring qualifications (since 14 Jul 2023)
  • Mortgage Advice Bureau Limited (no longer approved here)

    FRN 455545

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 29 Jun 2023)
  • Phoenix Wealth Services Limited (no longer approved here)

    FRN 465753

    • CF30 Customer (14 Feb 2012 to 31 Jul 2012)
  • Santander UK Plc (no longer approved here)

    FRN 106054

    • CF30 Customer (26 Mar 2010 to 13 Jan 2012)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (25 Jan 2008 to 30 Oct 2009)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.