WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Thomas Gwilliam

    IRN TXG00045

    • (1740)[FCA CF] Functions requiring qualifications (1 Jul 2020 to 7 Oct 2023)
  • Thomas Marshall

    IRN TXM00242

    • (679)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (680)4. Giving personal recommendations on retail investment products which are not broker funds
    • (681)[FCA CF] Client dealing (since 9 Dec 2024)
    • (682)[FCA CF] Functions requiring qualifications (since 9 Dec 2024)
  • Thomas Morrison

    IRN TXM00006

    • (1691)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2021)
    • (1690)[FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2021)
    • (1689)CF30 Customer (18 Jun 2010 to 8 Dec 2019)
  • Thomas Oliver

    IRN TXO00161

    • (793)SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2025)
  • Thomas Peter Kearns

    IRN TPK00001

    • (604)4. Giving personal recommendations on retail investment products which are not broker funds
    • (605)[FCA CF] Client dealing (since 9 Dec 2019)
    • (606)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • (1697)CF30 Customer (17 May 2018 to 8 Dec 2019)
  • Thomas Richard Harrison

    IRN TXH28661

    • (2297)SMF1 Chief Executive (24 May 2021 to 29 Sep 2023)
    • (2296)SMF3 Executive Director (7 May 2020 to 24 May 2021)
  • Thomas Ross Chippendale

    IRN TXC00101

    • (704)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • (705)4. Giving personal recommendations on retail investment products which are not broker funds
    • (707)[FCA CF] Functions requiring qualifications (since 10 Mar 2023)
    • (706)[FCA CF] Client dealing (since 10 Mar 2023)
  • Thomas Stephen Cox

    IRN TSC00002

    • (1224)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2023)
    • (1223)[FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2023)
    • (1222)CF30 Customer (9 May 2012 to 8 Dec 2019)
  • Thomas Vincent Sandall

    IRN TXS00052

    • (223)CF21 Investment Adviser (10 Oct 2006 to 17 Aug 2007)
    • (222)CF22 Investment Adviser (Trainee) (19 May 2005 to 10 Oct 2006)
  • Timothy Bray

    IRN TXB00030

    • (356)CF30 Customer (1 Nov 2007 to 31 Dec 2013)
    • (357)CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

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Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (746)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (745)[FCA CF] Functions requiring qualifications

  3. controlled function added: (744)[FCA CF] Client dealing

  4. controlled function added: (743)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (742)[FCA CF] Functions requiring qualifications

  6. controlled function added: (741)[FCA CF] Client dealing

  7. controlled function added: (740)4. Giving personal recommendations on retail investment products which are not broker funds

  8. controlled function added: (739)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  9. controlled function added: (738)[FCA CF] Functions requiring qualifications

  10. controlled function added: (737)[FCA CF] Client dealing

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