Thomas Ross Chippendale

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 10 Mar 2023)
    • [FCA CF] Functions requiring qualifications (since 10 Mar 2023)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • Appointed representative dealing with clients for which they require qualification (30 Aug 2022 to 16 Feb 2023)
    • CF30 Customer (29 Jul 2022 to 16 Feb 2023)
  • Sovereign Wealth Limited (no longer approved here)

    FRN 471459

    • (25)Employed By (29 Jul 2022 to 16 Feb 2023)
  • Connells Limited (no longer approved here)

    FRN 302221

    • [FCA CF] Functions requiring qualifications (14 Dec 2020 to 9 Oct 2021)

Recent activity

Updates to this individual's record on the FCA register.

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