Thomas Vincent Sandall

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

PIVOTAL FINANCIAL LIMITED (no longer approved here)
FRN 665649
- CF4 Partner (AR) (16 Mar 2015 to 1 Aug 2015)
RLUM Limited (no longer approved here)
FRN 144032
- CF30 Customer (20 Apr 2009 to 25 Jul 2009)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF21 Investment Adviser (10 Oct 2006 to 17 Aug 2007)
- CF22 Investment Adviser (Trainee) (19 May 2005 to 10 Oct 2006)
Finance in Medicine Ltd (no longer approved here)
FRN 194499
- (1)Employed By (11 Jun 2004 to 1 Apr 2005)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.