Thomas Marshall

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED

    FRN 134753

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 9 Dec 2024)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2024)
  • SODERBERG & PARTNERS FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 671601

    • [FCA CF] Functions requiring qualifications (22 Aug 2023 to 30 Oct 2024)
    • [FCA CF] Client dealing (22 Aug 2023 to 30 Oct 2024)
  • Moneyweb Limited (no longer approved here)

    FRN 189146

    • [FCA CF] Client dealing (19 Apr 2021 to 31 Oct 2024)
    • [FCA CF] Functions requiring qualifications (19 Apr 2021 to 31 Oct 2024)

Recent activity

Updates to this individual's record on the FCA register.

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