WESLEYAN FINANCIAL SERVICES LIMITED

Date authorised
1 April 2013
Companies House
01651212
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Colmore Circus
    Queensway
    Birmingham
    West Midlands
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Pension Transfer Advice

    For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

    Show 2 limitations
    • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Advice (no pensions)

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Insurance Admin

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Stockbroking

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Debt Collection

  • Debt Advice

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Wilfred Moralee

    IRN WXM01181

    • (363)[FCA CF] Manager of certification employee (since 1 Jun 2023)
    • (1075)CF30 Customer (29 Jul 2014 to 29 Dec 2015)
  • Wililam Christopher Walker

    IRN WCW00003

    • (373)CF30 Customer (1 Nov 2007 to 10 Feb 2012)
    • (374)CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
  • William Adams

    IRN WXA83867

    • (743)4. Giving personal recommendations on retail investment products which are not broker funds
    • (745)[FCA CF] Functions requiring qualifications (since 23 Dec 2019)
    • (744)[FCA CF] Client dealing (since 23 Dec 2019)
  • William Arthur Thomas Clifford

    IRN WAC01027

    • (1415)[FCA CF] Functions requiring qualifications (4 Oct 2021 to 30 Apr 2023)
    • (1414)[FCA CF] Client dealing (9 Dec 2019 to 7 Sep 2020)
    • (1413)CF30 Customer (12 Nov 2012 to 8 Dec 2019)
  • William Brian Allen Grier

    IRN WBG01010

    • (1302)CF30 Customer (7 Jan 2013 to 30 Aug 2013)
  • William Charles Paice

    IRN WCP00001

    • (1625)CF21 Investment Adviser (1 Dec 2001 to 3 Apr 2005)
  • William David Cunningham

    IRN WDC00005

    • (486)CF21 Investment Adviser (16 Jun 2006 to 2 Feb 2007)
    • (485)CF22 Investment Adviser (Trainee) (9 Aug 2005 to 16 Jun 2006)
  • William Drillsma

    IRN WXD00011

    • (676)CF21 Investment Adviser (1 Dec 2001 to 29 Aug 2003)
  • William James Appleyard

    IRN WJA00003

    • (68)CF2 Non Executive Director (1 Dec 2001 to 16 Sep 2002)
  • William John Matthews

    IRN WJM00016

    • (272)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jul 2020)
    • (271)[FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2020)
    • (270)CF30 Customer (30 Jul 2013 to 8 Dec 2019)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

  1. controlled function added: (766)4. Giving personal recommendations on retail investment products which are not broker funds

  2. controlled function added: (765)[FCA CF] Functions requiring qualifications

  3. controlled function added: (764)[FCA CF] Client dealing

  4. controlled function added: (763)4. Giving personal recommendations on retail investment products which are not broker funds

  5. controlled function added: (762)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose

  6. controlled function added: (761)[FCA CF] Functions requiring qualifications

  7. controlled function added: (760)[FCA CF] Client dealing

  8. controlled function added: (759)4. Giving personal recommendations on retail investment products which are not broker funds

  9. controlled function added: (758)[FCA CF] Functions requiring qualifications

  10. controlled function added: (757)[FCA CF] Client dealing

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