William Brian Allen Grier

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Perspective (North West) Limited

    FRN 229808

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Client dealing (since 2 May 2023)
    • [FCA CF] Functions requiring qualifications (since 2 May 2023)
  • The On-Line Partnership Limited (no longer approved here)

    FRN 192638

    • Appointed representative dealing with clients for which they require qualification (9 Dec 2019 to 30 Apr 2023)
    • CF30 Customer (17 Oct 2018 to 30 Apr 2023)
  • WREN STERLING FINANCIAL PLANNING LIMITED (no longer approved here)

    FRN 665653

    • CF30 Customer (10 Sep 2017 to 22 Oct 2018)
  • Northern Bank Limited (no longer approved here)

    FRN 122261

    • CF30 Customer (27 Sep 2013 to 9 Mar 2015)
  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • CF30 Customer (7 Jan 2013 to 30 Aug 2013)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.