William John Matthews

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)

    FRN 134753

    • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 6 Jul 2020)
    • [FCA CF] Client dealing (9 Dec 2019 to 6 Jul 2020)
    • CF30 Customer (30 Jul 2013 to 8 Dec 2019)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (26 Oct 2012 to 11 Nov 2012)
    • CF21 Investment Adviser (17 Sep 2007 to 31 Oct 2007)
  • RLUM Limited (no longer approved here)

    FRN 144032

    • CF21 Investment Adviser (2 May 2007 to 16 May 2007)
    • CF22 Investment Adviser (Trainee) (2 May 2007 to 8 Jun 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.