Wilfred Moralee

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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

WESLEYAN FINANCIAL SERVICES LIMITED
FRN 134753
- [FCA CF] Manager of certification employee (since 1 Jun 2023)
- CF30 Customer (29 Jul 2014 to 29 Dec 2015)
Quilter Financial Planning Solutions Limited (no longer approved here)
FRN 184591
- CF30 Customer (27 Mar 2013 to 22 Apr 2014)
Lloyds Bank PLC (no longer approved here)
FRN 119278
- CF30 Customer (11 Sep 2012 to 28 Dec 2012)
Openwork Limited (no longer approved here)
FRN 408285
- CF30 Customer (1 Nov 2007 to 24 Aug 2008)
- CF22 Investment Adviser (Trainee) (2 Apr 2007 to 31 Oct 2007)
Newcastle Financial Advisers Limited (no longer approved here)
FRN 222899
- (97)Employed By (2 Apr 2007 to 24 Aug 2008)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.