WESLEYAN FINANCIAL SERVICES LIMITED

Watch for changes

FRN: 134753
Date authorised: 1 April 2013
Companies House: 01651212
Last scraped: 3 weeks ago

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

Wesleyan

Colmore Circus Queensway

Birmingham

B4 6AR

UNITED KINGDOM

Phone

+4401212009711

Web

https://www.wesleyan.co.uk
Complaints Contact

Colmore Circus

Queensway

Birmingham

West Midlands

B4 6AR

UNITED KINGDOM

Phone

+4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

Buy-to-Let Mortgage Advice
Buy-to-Let Mortgage Arranging
Pension Transfer Advice

For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit
Show 2 limitations Hide limitations
- · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Investment Advice (no pensions)

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Advice

For Customer, Regulated mortgage contract
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Mortgage Arranging

For Customer, Regulated mortgage contract
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Buy-to-Let Start Date
Buy-to-Let Status
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Collection
Debt Advice
Mortgage Setup

For Customer, Regulated mortgage contract
Investment Setup

For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Thomas Gwilliam
IRN TXG00045
- (1740)[FCA CF] Functions requiring qualifications (1 Jul 2020 to 7 Oct 2023)
Thomas Marshall
IRN TXM00242
- (679)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (680)4. Giving personal recommendations on retail investment products which are not broker funds
- (681)[FCA CF] Client dealing (since 9 Dec 2024)
- (682)[FCA CF] Functions requiring qualifications (since 9 Dec 2024)
Thomas Morrison
IRN TXM00006
- (1691)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 4 Jul 2021)
- (1690)[FCA CF] Client dealing (9 Dec 2019 to 4 Jul 2021)
- (1689)CF30 Customer (18 Jun 2010 to 8 Dec 2019)
Thomas Oliver
IRN TXO00161
- (793)SMF17 Money Laundering Reporting Officer (MLRO) (since 29 Jan 2025)
Thomas Peter Kearns
IRN TPK00001
- (604)4. Giving personal recommendations on retail investment products which are not broker funds
- (605)[FCA CF] Client dealing (since 9 Dec 2019)
- (606)[FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- (1697)CF30 Customer (17 May 2018 to 8 Dec 2019)
Thomas Richard Harrison
IRN TXH28661
- (2297)SMF1 Chief Executive (24 May 2021 to 29 Sep 2023)
- (2296)SMF3 Executive Director (7 May 2020 to 24 May 2021)
Thomas Ross Chippendale
IRN TXC00101
- (704)20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
- (705)4. Giving personal recommendations on retail investment products which are not broker funds
- (707)[FCA CF] Functions requiring qualifications (since 10 Mar 2023)
- (706)[FCA CF] Client dealing (since 10 Mar 2023)
Thomas Stephen Cox
IRN TSC00002
- (1224)[FCA CF] Functions requiring qualifications (9 Dec 2019 to 2 Jun 2023)
- (1223)[FCA CF] Client dealing (9 Dec 2019 to 2 Jun 2023)
- (1222)CF30 Customer (9 May 2012 to 8 Dec 2019)
Thomas Vincent Sandall
IRN TXS00052
- (223)CF21 Investment Adviser (10 Oct 2006 to 17 Aug 2007)
- (222)CF22 Investment Adviser (Trainee) (19 May 2005 to 10 Oct 2006)
Timothy Bray
IRN TXB00030
- (356)CF30 Customer (1 Nov 2007 to 31 Dec 2013)
- (357)CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Lawyers in Local Government (no longer appointed)
FRN 914550 · Appointed 4 Oct 2019 · Until 8 Sep 2021
National Heritage Group Ltd (no longer appointed)
FRN 824297 · Appointed 26 Oct 2018 · Until 14 Apr 2020
General Teaching Council for Scotland (no longer appointed)
FRN 823360 · Appointed 16 Oct 2018 · Until 1 May 2023
The Law Society (no longer appointed)
FRN 417501 · Appointed 21 May 2018 · Until 19 May 2022
Wesleyan Key Business Finance Limited (no longer appointed)
FRN 527334 · Appointed 9 Jul 2010 · Until 12 Mar 2020
Royal Institution of Chartered Surveyors (no longer appointed)
FRN 403533 · Appointed 21 Aug 2007 · Until 31 Jul 2010
Medical Sickness Ltd (no longer appointed)
FRN 110396 · Appointed 17 Jan 2005 · Until 17 Jan 2005
Medical Sickness (no longer appointed)
FRN 401584 · Appointed 31 Oct 2004 · Until 17 Jan 2005

Recent activity

Updates to this firm's record on the FCA register.

17 hours ago
controlled function added: (786)SMF3 Executive Director
17 hours ago
controlled function added: (785)SMF10 Chair of the Risk Committee
17 hours ago
controlled function added: (784)SMF13 Chair of the Nominations Committee
17 hours ago
controlled function added: (783)SMF18 Other Overall Responsibility
17 hours ago
controlled function added: (782)SMF12 Chair of the Remuneration Committee
17 hours ago
controlled function added: (781)SMF9 Chair of the Governing Body
17 hours ago
controlled function added: (780)SMF4 Chief Risk
17 hours ago
controlled function added: (779)SMF3 Executive Director
17 hours ago
controlled function added: (778)SMF11 Chair of the Audit Committee
17 hours ago
controlled function added: (777)SMF1 Chief Executive

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.