Wesleyan Assurance Society

Date authorised
1 April 2013
Companies House
ZC000145
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009711
    Web
    https://www.wesleyan.co.uk

  • Complaints Contact

    Wesleyan
    Colmore Circus Queensway
    Birmingham
    B4 6AR
    UNITED KINGDOM
    Phone
    +4401212009639

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

    Show 1 limitation
    • · Limited to accepting deposits in the course of carrying on insurance business for which the firm holds a permission.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 4 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed other than "stakeholder pensions scheme" and rights to or interests in investments - security”, (when the latter is associated with this specified investment).
    • · Limited to sub-underwriting on behalf of a customer for OPS activities only and in carrying on such activities to the specified investments "share", "debenture", "government and public security", "warrant", "certificate representing certain security", "unit" and "rights to or interest in investments - security", (when the latter is associated with these specified investments).

  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Manages Insurance Policies

    For All, Capital redemption, General liability, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

    Show 1 limitation
    • · Investment type General Liability (Class 13) is limited to industrial disease risks only.

  • Credit Brokering

  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed other than "stakeholder pensions scheme" and rights to or interests in investments - security”, (when the latter is associated with this specified investment).

  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

  • Issues Insurance

    For All, Capital redemption, Life and annuity, Linked long-term, Marriage and birth, Pension fund management, Permanent health

  • Consumer Hire

  • Runs Stakeholder Pensions

    For Eligible Counterparty, Professional, Retail (Investment)

  • Runs Personal Pensions

    For Eligible Counterparty, Professional, Retail (Investment), Personal pension scheme

  • Consumer Hire Servicing

  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed other than "stakeholder pensions scheme" and rights to or interests in investments - security”, (when the latter is associated with this specified investment).

  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Funeral plan contract, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 3 limitations
    • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · Limited to Occupational Pension Scheme activities and in carrying on such activities to the specified investments listed other than "stakeholder pensions scheme" and rights to or interests in investments - security”, (when the latter is associated with this specified investment).

  • Holds Your Assets

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Robert Peter James

    IRN RPJ00003

    • CF21 Investment Adviser (9 Jun 2003 to 14 Jan 2005)
    • CF22 Investment Adviser (Trainee) (5 Dec 2002 to 9 Jun 2003)
  • Robert Scott

    IRN RJS00074

    • CF21 Investment Adviser (17 Feb 2003 to 11 Jun 2003)
    • CF22 Investment Adviser (Trainee) (26 Sep 2002 to 17 Feb 2003)
  • Robert Selby

    IRN RXS00576

    • [FCA CF] Material risk taker (since 9 Dec 2021)
  • Robert Thomas Vaudry

    IRN RTV01004

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 5 Sep 2019)
    • CF30 Customer (8 Mar 2017 to 9 Dec 2018)
    • CF29 Significant management (8 Mar 2017 to 9 Dec 2018)
  • Robert Waddell

    IRN RXW00126

    • [FCA CF] Significant management (9 Dec 2020 to 31 Dec 2021)
  • Robert William Lynch

    IRN RWL00023

    • CF21 Investment Adviser (1 Dec 2001 to 11 Jan 2002)
  • Robin Neil Gibson

    IRN RNG01031

    • CF29 Significant management (18 Jul 2018 to 9 Dec 2018)
  • Roger Alan Balmforth

    IRN RAB00080

    • CF21 Investment Adviser (1 Dec 2001 to 27 Sep 2002)
  • Roger Charles Dix

    IRN RCD01059

    • SMF4 Chief Risk (10 Dec 2018 to 1 Apr 2021)
    • SIMF4 Chief Risk Function (7 Mar 2016 to 9 Dec 2018)
    • CF28 Systems and controls (20 Feb 2013 to 6 Mar 2016)
  • Roger Douglas Jones

    IRN RDJ00011

    • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 14 Nov 2003)
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Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

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