Robert Thomas Vaudry

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Novia Financial Plc (no longer approved here)

    FRN 481600

    • SMF18 Other Overall Responsibility (3 Nov 2021 to 9 Oct 2024)
    • SMF3 Executive Director (5 Feb 2021 to 29 Apr 2021)
  • HTB LEASING & FINANCE LTD (no longer approved here)

    FRN 165116

    • SMF18 Other Overall Responsibility (12 Mar 2019 to 5 Sep 2019)
  • Wesleyan Assurance Society (no longer approved here)

    FRN 110873

    • SMF18 Other Overall Responsibility (10 Dec 2018 to 5 Sep 2019)
    • CF29 Significant management (8 Mar 2017 to 9 Dec 2018)
    • CF30 Customer (8 Mar 2017 to 9 Dec 2018)
  • Wesleyan Unit Trust Managers Limited (no longer approved here)

    FRN 175798

    • CF3 Chief Executive (15 Oct 2018 to 5 Sep 2019)
    • CF1 Director (8 Mar 2017 to 5 Sep 2019)
    • CF29 Significant management (8 Mar 2017 to 5 Sep 2019)
    • CF30 Customer (8 Mar 2017 to 5 Sep 2019)
  • Quotidian Investments LLP (no longer approved here)

    FRN 588370

    • CF30 Customer (1 Jan 2014 to 31 Dec 2016)
    • CF4 Partner (1 Jan 2014 to 31 Dec 2016)
  • Albert E Sharp LLP (no longer approved here)

    FRN 488822

    • CF30 Customer (19 Jan 2012 to 21 Dec 2012)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • CF21 Investment Adviser (1 Dec 2001 to 13 Jul 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.