Robert Peter James

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

M&G ADVICE PARTNERS LIMITED (no longer approved here)
FRN 584256
- CF30 Customer (9 Sep 2013 to 31 Jan 2019)
Prudential Distribution Limited (no longer approved here)
FRN 194709
- CF30 Customer (12 Jun 2012 to 9 Sep 2013)
WESLEYAN FINANCIAL SERVICES LIMITED (no longer approved here)
FRN 134753
- CF30 Customer (1 Nov 2007 to 29 Nov 2011)
- CF21 Investment Adviser (14 Jan 2005 to 31 Oct 2007)
Wesleyan Assurance Society (no longer approved here)
FRN 110873
- CF21 Investment Adviser (9 Jun 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (5 Dec 2002 to 9 Jun 2003)
Wesleyan Unit Trust Managers Limited (no longer approved here)
FRN 175798
- CF21 Investment Adviser (9 Jun 2003 to 14 Jan 2005)
- CF22 Investment Adviser (Trainee) (5 Dec 2002 to 9 Jun 2003)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.